What are some typical regulatory obligations for a pension adviser?

What are some typical regulatory obligations for a pension adviser?

• A. Disclosures are optional and not required.
• B. Record-keeping and conflicts of interest management are sometimes required but not all.
• C. Compliance with product rules is optional.
• D. Suitability assessments, disclosures, record-keeping, conflicts of interest management, and compliance with product rules.

Answer: (D)